C3.ai, Inc. (AI)

AI-Powered SEC Filing Analysis

Insider Trading Filed: 2026-04-16

Key Insights

  • The reporting person, John E. Hyten, is a director of C3.ai, Inc. and has beneficially owned a significant amount of the company's Class A common stock, both directly and indirectly through the Hyten Group LLC.
  • On April 15, 2026, Hyten disposed of 2,500 Restricted Stock Units (RSUs) that vested on the same date, with the shares being settled in cash.
  • Hyten's total beneficial ownership of C3.ai's Class A common stock remains substantial, with 76,714 shares held directly and an additional 146,830 shares held indirectly through the Hyten Group LLC.
Insider Trading Filed: 2026-04-15

Key Insights

  • The reporting person, Thomas M. Siebel, who is the Executive Chairman and 10% owner of C3.ai, Inc. (AI), has exercised stock options and sold a significant number of shares in the company on April 13 and 14, 2026.
  • The stock sales were made pursuant to a previously established Rule 10b5-1 trading plan, suggesting a pre-planned transaction rather than a discretionary sale.
  • Siebel continues to hold a substantial number of shares in the company, both directly and indirectly through various trusts and entities, indicating he still maintains a significant ownership stake.
Current Report Filed: 2026-03-25

Key Insights

  • The court dismissed several claims against C3.ai, including those related to alleged intent to deceive and insider trading, reducing the scope of the remaining case.
  • The sole remaining claim focuses on a single statement in C3.ai's IPO registration statement regarding revenue recognition from a deal with Baker Hughes, which the company believes is without merit.
  • C3.ai intends to vigorously defend the remaining claim and is confident in the accuracy of its financial reporting and disclosures.
Insider Trading Filed: 2026-03-19

Key Insights

  • Thomas M. Siebel, the Executive Chairman and 10% owner of C3.ai, Inc., engaged in a significant amount of insider trading activity, exercising stock options and selling a large number of shares.
  • The transactions were executed pursuant to a pre-established 10b5-1 trading plan, indicating a systematic approach to managing his equity holdings.
  • Siebel continues to hold a substantial ownership stake in C3.ai, both directly and through various trust and investment entities, suggesting ongoing commitment to the company.
Quarterly Report Filed: 2026-03-11

Key Insights

  • The filing does not contain a standard 10-Q report format, suggesting it may be incomplete or non-standard data.
  • There are references to legal proceedings, lawsuits, and claims, indicating potential legal and regulatory risks for the company.
  • The filing contains complex accounting and financial metrics that are not easily interpretable without further context.
Insider Trading Filed: 2026-01-15

Key Insights

  • The reporting person, Thomas M. Siebel, who is the Executive Chairman, Director, and 10% Owner of C3.ai, Inc. (AI), exercised 212,586 stock options and immediately sold 522,175 shares of Class A common stock on January 13, 2026.
  • Siebel sold the shares at a weighted-average price of $13.52, generating significant proceeds from the transaction.
  • Siebel continues to beneficially own a substantial number of shares, including direct ownership of 632,256 shares and indirect ownership through various entities, totaling over 1.5 million shares.
Insider Trading Filed: 2026-01-15

Key Insights

  • The reporting person, John E. Hyten, is a director of C3.ai, Inc. and owns a significant amount of the company's Class A common stock.
  • Hyten sold 2,500 of his 5,000 restricted stock units that vested on January 15, 2026, for $13.53 per share.
  • Hyten also holds an indirect ownership of 102,886 shares of Class A common stock through the Hyten Group LLC, of which he is the manager and sole member.

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Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.