Aeluma, Inc. (ALMU)

AI-Powered SEC Filing Analysis

Insider Trading Filed: 2026-04-03

Key Insights

Insider Jonathan Klamkin, who is the CEO and a director, sold 20,000 shares of Aeluma, Inc. (ALMU) at a weighted average price of $13.0975 per share on April 1, 2026.
The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan, suggesting the trade was not opportunistic and may have been part of Klamkin's personal financial planning.
After the sale, Klamkin still holds 1,409,398 shares, indicating he maintains a substantial stake in the company and remains committed to its long-term success.

Current Report Filed: 2026-03-20

Key Insights

Aeluma, Inc. entered into a $50 million at-the-market (ATM) equity offering program, allowing the company to raise additional capital as needed.
The ATM offering provides Aeluma with financial flexibility to fund future growth initiatives and expand its semiconductor technology business.
Aeluma is an emerging growth company, which could indicate higher risk and volatility but also potential for greater upside if the company executes successfully.

Current Report Filed: 2026-02-11

Key Insights

Aeluma, Inc. reported its financial results for the second quarter ended December 31, 2025, indicating the company's performance during that period.
The company filed its Quarterly Report on Form 10-Q with the SEC on the same day as the press release, providing investors with more detailed financial information.
As an emerging growth company, Aeluma may have elected not to use the extended transition period for complying with new or revised financial accounting standards, which could impact its future reporting.

Quarterly Report Filed: 2026-02-11

Key Insights

Aeluma reported a significant increase in revenue of 27% year-over-year for the six-month period, indicating growing demand for the company's products.
Operating expenses have increased substantially, primarily driven by higher research and development as well as general and administrative costs, which could put pressure on profitability.
The company has a strong cash position with $38.6 million in cash and cash equivalents, providing it with sufficient resources to fund its operations and growth initiatives.

Insider Trading Filed: 2026-01-22

Key Insights

Insider Mark N. Tompkins sold a total of 75,000 shares of Aeluma, Inc. (ALMU) stock over the course of several trading days in January 2026.
The shares were sold at a range of prices between $17.65 and $21.68 per share, indicating Tompkins' continued confidence in the company's current valuation.
The sale represents approximately 3.8% of Tompkins' total beneficial ownership in Aeluma, suggesting he still maintains a significant stake in the company.

Current Report Filed: 2026-01-20

Key Insights

Aeluma, Inc. held its 2025 Annual General Meeting, with 55.4% of voting shares present or represented by proxy, indicating strong shareholder engagement.
The shareholders re-elected Steven P. DenBaars and John Paglia to the Board of Directors, providing continuity in the company's leadership.
The shareholders approved the re-appointment of Rose, Snyder & Jacobs LLP as the company's independent auditors for the year ending June 30, 2026.

Insider Trading Filed: 2026-01-02

Key Insights

Lee McCarthy, a director of Aeluma, Inc. (ALMU), sold 649,570 'unvested' but beneficially owned shares under the terms of a Founder's Stock Repurchase Agreement on February 17, 2023, following his voluntary resignation as COO in November 2022.
The share sale was triggered by a Founder's Restricted Stock Purchase Agreement dated October 27, 2020, which allowed the company to repurchase the 'unvested' shares upon the director's resignation.
After the share repurchase, McCarthy's ownership of Aeluma's outstanding shares decreased from 8.03% to a lower percentage, as disclosed in the company's Form 10-K for the fiscal year ended June 30, 2023.

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Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.