AUBURN NATIONAL BANCORPORATION, INC (AUBN)

Current Report Filed: 2026-05-13

Key Insights

All 12 board nominees were successfully elected with strong shareholder support, with most directors receiving over 98% voting approval; only Robert W. Dumas and Sandra J. Spencer received minimal withhold votes (under 0.5%), indicating strong governance confidence.
Shareholders approved executive compensation on an advisory basis with 96.2% support (1,340,846 for vs. 52,537 against), demonstrating investor alignment with management's pay structure and strategy.
Elliott Davis LLC was overwhelmingly ratified as independent auditor with 99.7% approval (2,604,281 for vs. 7,289 against), reflecting confidence in financial reporting and audit quality.
The significant broker non-vote count of 1,200,566 shares (approximately 30% of total votes cast) suggests institutional voting patterns but did not materially impact any outcome given the strong approval margins on all three proposals.

Quarterly Report Filed: 2026-05-13

Key Insights

Auburn National Bancorporation filed Q1 2026 10-Q on 2026-05-13, showing loan portfolio segmented across commercial & industrial, construction & land development, commercial real estate, residential real estate, and consumer installment categories.
Fair value measurements disclosure indicates the bank maintains recurring fair value assessments across Level 1, 2, and 3 inputs, with non-recurring measurements for impaired loans and mortgage servicing rights using discounted cash flow methodologies.
Balance sheet composition tracked across key equity components (common stock, additional paid-in capital, retained earnings, accumulated other comprehensive income, and treasury stock) with year-over-year comparative analysis available for capital management assessment.
The bank holds investment securities in U.S. Treasury, mortgage-backed securities from government-sponsored enterprises, and municipal bonds, indicating moderate credit risk positioning and tax-advantaged municipal exposure.

Current Report Filed: 2026-05-13

Key Insights

Auburn National Bancorporation declared a quarterly dividend, indicating continued operational stability and confidence in cash flow generation despite the broader banking environment.
The filing is minimal in substance, containing only a routine dividend announcement with no material business developments, earnings surprises, or strategic changes disclosed.
The company remains registered on Nasdaq Global Market and is not classified as an emerging growth company, suggesting it is an established mid-sized regional bank with standard governance obligations.

Insider Trading Filed: 2026-04-30

Key Insights

Director Conn Walton Jr. made a combined purchase of 350 shares of AUBN at approximately $23.90 per share on 04/30/2026, totaling ~$8,363 in insider buying activity.
The purchases were split between an IRA account (200 shares) and a joint brokerage account with spouse (150 shares), indicating personal conviction in the company with both retirement and household capital deployment.
Following the transactions, Walton's total beneficial ownership increased to 1,718 shares directly and 1,463 shares indirectly, demonstrating sustained insider commitment to Auburn National Bancorporation.

Current Report Filed: 2026-04-28

Key Insights

Auburn National Bancorporation filed an 8-K on April 28, 2026 to report Q1 2026 financial results for the quarter ended March 31, 2026, indicating routine quarterly earnings disclosure.
The filing is classified as 'furnished' rather than 'filed' under Section 18 of the Securities Exchange Act, limiting its incorporation into other SEC documents and reducing liability implications for the company.
The press release is the primary disclosure vehicle for earnings information, with no indication of material events, acquisitions, leadership changes, or other significant corporate developments in the 8-K itself.
David A. Hedges, serving as President and CEO, signed the filing, confirming continued leadership stability at the company as of the filing date.

Insider Trading Filed: 2026-04-15

Key Insights

The reporting person, Shannon O'Donnell, made two purchases of the issuer's common stock on April 14, 2026, totaling 30 shares at average prices of $23.722 and $23.458 per share.
The transactions increase O'Donnell's direct beneficial ownership of the issuer's common stock to 1,875 shares, indicating ongoing insider confidence and commitment.
As a Senior Vice President, O'Donnell's insider purchases may signal positive sentiment and expectations for the company's future performance.

Insider Trading Filed: 2026-04-15

Key Insights

David E. Housel, a director of Auburn National Bancorporation, Inc. (AUBN), purchased 41 shares of common stock on April 14, 2026 at $23.722 per share and an additional 17 shares at $23.2458 per share, increasing his direct beneficial ownership to 9,114 shares.
The insider buying activity suggests that Housel has a positive outlook on the company's prospects and may believe the stock is currently undervalued.
Investors should monitor any further insider buying or selling activities, as they can provide signals about the company's performance and management's confidence in the future.

Insider Trading Filed: 2026-04-15

Key Insights

Insider William F. Ham, Jr., a director of Auburn National Bancorporation, Inc. (AUBN), purchased a total of 64 shares of the company's common stock on April 14, 2026, indicating his confidence in the company's prospects.
The purchases were made at an average price of $23.47 per share, suggesting that Ham believes the stock is currently undervalued.
Ham's increased ownership in the company, with a total of 5,037 direct shares and an additional 300 shares held indirectly through his spouse, demonstrates his long-term commitment to the organization.

Insider Trading Filed: 2026-04-15

Key Insights

The reporting person, J. Tutt Barrett, has acquired additional shares of the company's common stock through direct purchases, increasing their beneficial ownership.
The reporting person also holds an indirect beneficial ownership of shares through their spouse, suggesting a further concentration of ownership within the family.
The transactions occurred on April 14, 2026, and were likely made as part of a dividend reinvestment plan (DRIP) or other regular investment program, as indicated by the transaction code.

Insider Trading Filed: 2026-03-26

Key Insights

The reporting person, William James Walker IV, acquired 8 shares of AUBN common stock on March 10, 2026 as dividend equivalents upon the vesting of 431 restricted stock units.
The reporting person had 121 shares withheld by the issuer to satisfy tax withholding obligations, resulting in the net issuance of 310 shares on the settlement date.
This Form 4 filing is late, indicating potential issues with the reporting person's compliance with Section 16 filing requirements.

Current Report Filed: 2026-03-26

Key Insights

Auburn National Bancorporation, Inc. has expanded its board of directors to 12 members with the election of Jeffrey J. Evans, who brings 30 years of experience in commercial real estate, construction, and property management in the company's markets.
The board has determined that while Mr. Evans is not currently considered 'independent' under Nasdaq rules, his industry expertise will provide valuable knowledge and insight to the board.
The company and bank's boards continue to maintain a majority of independent directors, which is a positive governance practice.

Insider Trading Filed: 2026-03-26

Key Insights

Insider Robert Lawrence Smith acquired 8 shares of AUBN common stock through vesting of restricted stock units, indicating continued management confidence in the company.
Smith sold 122 shares to cover tax withholding obligations, resulting in a net increase of 299 shares in his direct holdings.
The Form 4 filing is submitted late, which could raise concerns about the company's compliance with SEC reporting requirements.

Insider Trading Filed: 2026-03-26

Key Insights

The reporting person, David A. Hedges, who is the President and CEO of Auburn National Bancorporation, Inc., acquired 10 shares of the company's common stock as dividend equivalents upon the vesting of 550 restricted stock units on March 10, 2026.
Hedges also disposed of 169 shares to satisfy tax withholding obligations, resulting in a net issuance of 381 shares on the same date.
The Form 4 filing is late, indicating a potential delay in reporting the insider transaction.

Insider Trading Filed: 2026-03-26

Key Insights

The reporting person, Shannon O'Donnell, acquired 7 shares of the issuer's common stock as dividend equivalents upon the vesting of restricted stock units.
The reporting person disposed of 114 shares to satisfy tax withholding obligations, resulting in the net issuance of 273 shares.
This Form 4 filing is late, indicating a potential compliance issue that investors should monitor.

Current Report Filed: 2026-03-17

Key Insights

Auburn National Bancorporation, Inc. has announced a new $5 million stock repurchase program, which signals confidence in the company's financial position and future prospects.
The new repurchase program replaces the previous one that expired in April 2024, indicating the company's commitment to enhancing shareholder value.
The timing of the announcement, coinciding with the current market conditions, suggests the company believes its shares are undervalued and presents an attractive opportunity for repurchases.

Annual Report Filed: 2026-03-17

Key Insights

The company's total loans increased from $463,436,000 in 2024 to $463,436,000 in 2025, indicating steady loan growth.
The bank's non-performing assets, including impaired loans and mortgage servicing rights, remained relatively stable over the past two years, suggesting sound asset quality.
Auburn National Bancorporation's regulatory capital ratios, such as the common equity tier 1 capital ratio, remained well above the minimum required levels, indicating a strong capital position.

Insider Trading Filed: 2026-03-12

Key Insights

The reporting person, Walton T. Conn, Jr., has purchased an additional 200 shares of common stock in Auburn National Bancorporation, Inc. (AUBN), increasing his direct ownership to 1,550 shares.
Conn's purchase was made on March 11, 2026, at a price of $24.1 per share, suggesting he is bullish on the company's prospects.
Conn's ownership is now split between a direct holding of 1,550 shares and an indirect holding of 1,250 shares held in an IRA account, indicating he has a significant personal stake in the company.

Current Report Filed: 2026-02-11

Key Insights

Auburn National Bancorporation declared a quarterly dividend, indicating ongoing financial stability and shareholder returns.
The company's filing does not mention any material agreements, leadership changes, or earnings surprises, suggesting an absence of significant developments.
As an established banking institution, the information provided in this 8-K filing is relatively routine and does not appear to signal any major events or changes.

Insider Trading Filed: 2026-01-30

Key Insights

The reporting person, Walton T. Conn, Jr., has purchased 100 shares of common stock on 01/29/2026 at $25 per share, increasing his direct ownership to 1,450 shares.
Conn also purchased an additional 100 shares through an IRA, increasing his indirect ownership to 775 shares, and 75 shares through another IRA, increasing his indirect ownership to 850 shares.
The insider buying activity suggests Conn is confident in the company's future prospects and aligns with his position as a director of Auburn National Bancorporation, Inc.

Current Report Filed: 2026-01-27

Key Insights

Auburn National Bancorporation, Inc. reported its financial results for the quarter and year ended December 31, 2025, providing investors with an update on the company's performance.
The press release indicates that the company's financial results for the period are included, though the specific details are not provided in the 8-K filing.
Investors should review the full press release, which is attached as an exhibit, to gain a deeper understanding of the company's financial condition and operational performance for the quarter and year.

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Important Information