AvePoint, Inc. (AVPT)

AI-Powered SEC Filing Analysis

Insider Trading Filed: 2026-03-24

Key Insights

  • Xunkai Gong, the Executive Chairman of AvePoint, Inc. (AVPT), disposed of 6,117 shares of the company's common stock through a transaction to satisfy tax withholding obligations related to restricted stock units (RSUs).
  • The reported transaction does not appear to be a discretionary sale, as the shares were withheld by the company to cover tax liabilities, rather than sold directly by the insider.
  • Gong still holds a significant position of 929,086 shares, including both common stock and unvested RSUs, indicating his continued commitment to the company.
Insider Trading Filed: 2026-03-24

Key Insights

  • Brian Michael Brown, the Chief Legal Officer of AvePoint, Inc. (AVPT), has disposed of 1,546 shares of the company's common stock through an exempt transaction, likely to satisfy tax obligations related to the vesting of restricted stock units.
  • Following this transaction, Brown still holds a substantial 820,178 shares of AVPT, indicating his continued commitment to the company.
  • The insider trading activity appears to be routine and is likely part of a pre-planned strategy, rather than a signal of broader concerns about the company's prospects.
Insider Trading Filed: 2026-03-24

Key Insights

  • James Caci, the Chief Financial Officer of AvePoint, Inc. (AVPT), disposed of 2,823 shares of common stock on March 20, 2026, through a tax withholding transaction. This transaction reduced his direct beneficial ownership to 712,208 shares.
  • The share disposition appears to be a routine transaction to satisfy tax obligations related to the vesting of restricted stock units (RSUs) held by Caci. This type of transaction is common for company insiders to cover tax liabilities associated with equity compensation.
  • Caci continues to hold a significant stake in AvePoint, with over 712,000 shares beneficially owned, including vested and unvested RSUs. This suggests he maintains a substantial long-term interest in the company's performance.
Insider Trading Filed: 2026-03-24

Key Insights

  • Tianyi Jiang, the CEO of AvePoint, Inc. (AVPT), disposed of 4,706 shares of the company's common stock on March 20, 2026 through a tax withholding transaction, reducing his direct beneficial ownership to 2,294,921 shares.
  • The transaction appears to be a routine exercise of stock options or vesting of restricted stock units, with shares withheld to cover tax obligations, rather than a discretionary sale.
  • Tianyi Jiang continues to hold a significant position in the company, suggesting he remains committed to AvePoint's long-term success.
Insider Trading Filed: 2026-03-18

Key Insights

  • The reporting person, Brian Michael Brown, acquired a total of 190,115 shares of AvePoint, Inc. (AVPT) common stock and restricted stock units (RSUs), indicating continued confidence and investment in the company.
  • A portion of the RSUs granted to the reporting person are performance-based, with vesting tied to the company's annual recurring revenue growth and profitability targets, aligning the reporting person's incentives with the company's long-term success.
  • The reporting person also exercised 1,803 stock options, further demonstrating their commitment to the company and belief in its future performance.
Insider Trading Filed: 2026-03-18

Key Insights

  • The reporting person, James Caci, acquired a significant number of shares through restricted stock units (RSUs) and performance-based RSUs (PRSUs), indicating confidence in the company's long-term growth and profitability.
  • The RSUs and PRSUs have multi-year vesting schedules, suggesting the reporting person is committed to the company's long-term success.
  • The company's financial performance, as measured by annual recurring revenue growth and GAAP profitability, will determine the payout of the PRSUs, aligning the reporting person's interests with those of shareholders.
Insider Trading Filed: 2026-03-18

Key Insights

  • The reporting person, Tianyi Jiang, is the Chief Executive Officer of AvePoint, Inc. and a major shareholder, owning over 2.2 million shares directly.
  • Jiang was granted 147,338 performance-based restricted stock units (PRSUs) on March 16, 2026, vesting based on company financial metrics over the 2026-2028 period.
  • Jiang was also granted 252,609 stock options with an exercise price of $10.52, vesting 25% on March 16, 2027 and the remainder in quarterly installments thereafter.
Insider Trading Filed: 2026-03-18

Key Insights

  • The reporting person, Xunkai Gong, acquired 190,114 shares of AvePoint, Inc. common stock through a grant of performance-based restricted stock units (PRSUs) that will fully vest upon certification of actual payouts by the company's Compensation Committee.
  • Gong was also granted 325,947 stock options with an exercise price of $10.52, vesting over 3 years, demonstrating the company's commitment to incentivizing and retaining its executive leadership.
  • The total number of shares beneficially owned by Gong, including vested and unvested RSUs, is 935,203, indicating he maintains a significant ownership stake in the company.
Current Report Filed: 2026-02-26

Key Insights

  • AvePoint, Inc. reported its financial results for the fourth quarter and full year ended December 31, 2025, indicating its business performance over the past year.
  • The company's earnings release and financial information are attached to the 8-K filing, providing investors with detailed financial data and operational updates.
  • Investors should review the earnings release and financial statements to understand AvePoint's recent financial and operational performance, as well as any key developments or trends that may impact the company going forward.
Annual Report Filed: 2026-02-26

Key Insights

  • AvePoint has a strong cybersecurity team led by an experienced Chief Information Security Officer who reports directly to the CEO and regularly updates the board on cybersecurity risks and mitigation strategies.
  • The company has established processes and teams across the organization to identify, prevent, detect, respond, and recover from cybersecurity incidents, indicating a robust security posture.
  • AvePoint's CISO and Chief Compliance Officer provide regular updates on the company's privacy and cybersecurity program to senior leadership and the board, demonstrating strong governance and oversight of these critical areas.
Insider Trading Filed: 2026-02-06

Key Insights

  • Insider Brian Michael Brown, the Chief Legal Officer, has disposed of 322 shares of AvePoint, Inc. (AVPT) common stock through a net settlement transaction to satisfy tax withholding obligations.
  • This transaction aligns with previously reported vesting schedules of Brown's restricted stock units (RSUs) and does not appear to be a discretionary sale.
  • The reporting of this transaction suggests continued insider involvement and commitment to the company, which could be viewed positively by investors.
Insider Trading Filed: 2026-01-14

Key Insights

  • The reporting person, Xunkai Gong, who is the Executive Chairman of AvePoint, Inc. (AVPT), has sold a total of 60,000 shares of the company's common stock over the past two days.
  • The sales were made pursuant to a Rule 10b5-1 trading plan that the reporting person had adopted on June 22, 2025.
  • The reporting person still holds a significant indirect beneficial ownership of over 14.9 million shares of AVPT, representing a substantial ownership stake in the company.

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Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.