Capitol Federal Financial, Inc. (CFFN) — Insider Trading

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This analysis covers the filing from 2026-01-05. New 10-K, 10-Q and 8-K filings are analyzed the moment they are released — exclusively in the app.

Earlier Insider Trading filings

Filed: 2026-01-05
  • The reporting person, Anthony S. Barry, acquired 8,080 shares of Capitol Federal Financial, Inc. (CFFN) common stock through the conversion of phantom stock units under the company's Deferred Incentive Bonus Plan.
  • The reporting person also disposed of 8,080 shares of CFFN common stock, likely in connection with the cash settlement of the phantom stock units.
  • The reporting person holds additional indirect ownership of 10,060 shares of CFFN common stock through the company's Employee Stock Ownership Plan (ESOP).
Filed: 2026-01-05
  • The reporting person, John B. Dicus, is the Chairman, President and CEO of Capitol Federal Financial, Inc. (CFFN), indicating strong insider ownership and involvement.
  • Dicus acquired 17,341 shares of CFFN common stock through the conversion of phantom stock units under the company's Deferred Incentive Bonus Plan, and then immediately sold the same number of shares, suggesting potential tax or liquidity management considerations.
  • Dicus also holds significant indirect beneficial ownership of CFFN shares through various trusts, with a total indirect ownership of over 740,000 shares, representing a sizable personal stake in the company's performance.
Filed: 2026-01-05
  • Insider Kent G. Townsend, Executive Vice President, exercised 12,439 phantom stock units and immediately disposed of the underlying common shares at a lower price, indicating potential profit-taking behavior.
  • Townsend also holds an indirect beneficial ownership of 42,625 shares through the company's ESOP, which he has been diversifying over the past several years.
  • The company has granted Townsend additional phantom stock units in 2024 and 2025, suggesting ongoing equity-based compensation and potential future insider activity.
Filed: 2026-01-05
  • The reporting person, Natalie G. Haag, is the Executive Vice President of Capitol Federal Financial, Inc. (CFFN), indicating she holds a key leadership position within the company.
  • Haag acquired 8,727 shares of CFFN common stock through the vesting of phantom stock units under the company's Deferred Incentive Bonus Plan, and then immediately sold the same number of shares.
  • Haag also acquired an additional 11,235 phantom stock units under the 2025 plan, which will be settled in cash three years from the date of acquisition.
Filed: 2026-01-05
  • Tara Van Houweling, the Principal Accounting Officer of Capitol Federal Financial, Inc. (CFFN), exercised 2,825 shares of CFFN common stock on 12/31/2025 and simultaneously disposed of the same amount of shares, likely as part of a cash settlement of phantom stock units under the company's Deferred Incentive Bonus Plan.
  • Tara Van Houweling also acquired 3,396 additional phantom stock units on 12/31/2025, which will be settled in cash three years from the date of acquisition.
  • The reporting person holds a total of 18,565 shares of CFFN common stock directly, as well as an additional 46,621 shares indirectly through the company's ESOP.
Filed: 2026-01-05
  • The reporting person, Rick C. Jackson, Executive Vice President of Capitol Federal Financial, Inc., engaged in several transactions involving CFFN common stock and phantom stock on 12/31/2025.
  • Jackson acquired 9,147 shares of CFFN common stock through the conversion of phantom stock units, and then immediately sold the same number of shares for $6.81 per share.
  • Jackson also acquired an additional 12,288 phantom stock units with an exercise price of $6.81, expiring on 12/31/2028.

Other reports for Capitol Federal Financial, Inc.

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