CITIZENS FINANCIAL GROUP INC/RI (CFG-PI) — Insider Trading

AI-Powered SEC Filing Analysis

Latest Insider Trading Filed: 2026-04-24

Key Insights

Director Edward J Kelly III acquired 2,608 restricted stock units (RSUs) on 04/23/2026 with zero dollar price, representing a standard non-employee director compensation grant rather than open market purchase.
Kelly's total beneficial ownership increased to 39,366.365 shares following this grant, indicating meaningful accumulated equity stake in Citizens Financial Group.
The transaction was executed under the Amended & Restated 2014 Non-Employee Directors Compensation Plan, reflecting routine director compensation practices with no discretionary buying signal.

Want the newest filings?

This analysis covers the filing from 2026-04-24. New 10-K, 10-Q and 8-K filings are analyzed the moment they are released — exclusively in the app.

Download on the App Store Open in app →

Earlier Insider Trading filings

Filed: 2026-04-24

Director Marita Zuraitis acquired 2,608 restricted stock units (RSUs) on 04/23/2026 as part of the Non-Employee Directors Compensation Plan, with zero exercise price indicating this is a grant rather than a market purchase.
The acquisition increases Zuraitis' beneficial ownership to 57,470.017 shares, demonstrating continued alignment between board leadership and shareholder interests through equity compensation.
The transaction represents routine director compensation through the standard equity grant program; the use of RSUs rather than cash compensation is typical for maintaining executive alignment with company performance.

Filed: 2026-04-24

Director Christine M. Cumming acquired 2,608 restricted stock units (RSUs) on April 23, 2026, with zero purchase price, indicating a standard equity compensation grant rather than open market acquisition.
Cumming's total beneficial ownership increased to 52,341.017 shares following this transaction, suggesting sustained confidence in the company by board leadership.
The RSU grant was issued under the Amended & Restated Citizens Financial Group 2014 Non-Employee Directors Compensation Plan, reflecting routine director compensation practices with no material insider trading signals.

Filed: 2026-04-24

Director Alexander Lee acquired 2,608 restricted stock units (RSUs) on April 23, 2026, as part of the standard non-employee director compensation plan, indicating routine equity grants rather than discretionary insider purchases.
The transaction was executed at $0 price, confirming this is a compensation award rather than an open-market buy, which limits its usefulness as a signal of insider confidence in the stock.
Following this grant, Lee's total beneficial ownership stands at 25,931.609 shares, representing a modest ownership stake that suggests limited personal financial commitment beyond standard director compensation.

Filed: 2026-04-24

Director Christopher Swift acquired 2,608 restricted stock units (RSUs) on 04/23/2026 as part of standard non-employee director compensation under the 2014 plan, bringing his total beneficial ownership to 25,931.609 shares.
This transaction represents routine director compensation rather than discretionary open-market buying, indicating no significant insider conviction signal about the company's near-term prospects.
The $0 price notation for the RSU award reflects that this is a grant rather than a purchase, meaning Swift received shares as compensation without capital outlay.

Filed: 2026-04-24

Director Tracy A. Atkinson acquired 2,608 restricted stock units (RSUs) on 04/23/2026 with $0 cost, bringing total beneficial ownership to 12,543.719 shares, indicating compensation through equity grants rather than market purchases.
The RSU award was granted pursuant to the Amended & Restated Citizens Financial Group 2014 Non-Employee Directors Compensation Plan, reflecting standard director compensation practices with no material wealth transfer.
As a director holding approximately 12,543 shares, Atkinson's ownership stake remains modest relative to typical insider positions, suggesting limited personal financial commitment beyond standard board compensation.

Filed: 2026-04-24

Director Michele N. Siekerka acquired 2,608 restricted stock units (RSUs) on 04/23/2026 at $0 exercise price, representing a standard equity compensation award under the company's Non-Employee Directors Compensation Plan.
Total beneficial ownership following the transaction is approximately 66,160 shares held directly, with additional indirect holdings of 6,102 shares in an IRA and 297 shares each held by family members, indicating meaningful personal investment alignment.
The RSU grant at zero purchase price is routine director compensation and does not indicate insider confidence regarding stock direction; this is a standard annual or periodic equity award rather than discretionary market purchases.
No derivative securities or options were involved in this transaction, suggesting the compensation structure is straightforward equity rather than leveraged positioning.

Filed: 2026-04-24

Director Wade Claude E. acquired 2,608 restricted stock units (RSUs) on 04/23/2026 with $0 price, indicating a standard director compensation grant rather than open market purchase
Total beneficial ownership increased to 7,549.582 shares following this transaction, showing the director's meaningful stake in Citizens Financial Group
The RSU award was granted under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, reflecting routine equity compensation practices for board members

Filed: 2026-04-24

Director Robert G. Leary acquired 2,608 restricted stock units (RSUs) on 04/23/2026 as part of the Non-Employee Directors Compensation Plan, bringing his total beneficial ownership to 33,323.115 shares.
This transaction represents a $0 acquisition price, indicating the RSUs were granted as compensation rather than purchased, which is typical for director equity awards under standard compensation plans.
The filing shows routine director compensation activity with no sale or disposition of shares, suggesting confidence in the company's position and no insider selling pressure.

Filed: 2026-04-24

Director Kevin Cummings acquired 2,608 restricted stock units (RSUs) on 04/23/2026 at $0 price, reflecting a standard equity compensation grant rather than open market purchase activity.
Total beneficial ownership following the transaction is 473,652.528 shares, with 57,916 shares held indirectly through an IRA, indicating substantial personal investment in the company.
The RSU grant was awarded pursuant to the Amended & Restated 2014 Non-Employee Directors Compensation Plan, which is typical director compensation and does not signal confidence or concern about company direction.

Filed: 2026-04-24

Director Terrance Lillis acquired 2,608 restricted stock units (RSUs) on 04/23/2026 at $0 price as compensation under Citizens Financial's 2014 Non-Employee Directors Compensation Plan, indicating standard director equity grants rather than open market purchases.
Total beneficial ownership increased to 39,366.365 shares following the transaction, with 4,000 shares held indirectly through a spouse's revocable trust, demonstrating established equity stakes in the company.
The filing is routine director compensation activity with no material open market trading signals; RSU grants at $0 represent vesting of pre-arranged compensation rather than insider conviction about stock valuation.

Filed: 2026-03-12

Susan LaMonica, the Chief Human Resources Officer of Citizens Financial Group, sold 13,258 shares of the company's common stock on March 11, 2026, at a weighted average price of $58.04 per share.
The sale represents a reduction of approximately 7.4% in LaMonica's direct beneficial ownership of Citizens Financial Group's common stock, which now stands at 165,971 shares.
Insider selling activity, particularly by a senior executive, may indicate a change in sentiment or the need to raise cash, which could be a signal for investors to closely monitor the company's performance and outlook.

Filed: 2026-03-03

The reporting person, Christopher J. Schnirel, acquired 5,814 shares of the company's common stock at no cost, indicating potential equity compensation or incentive plan vesting.
Schnirel also sold 1,514 shares of the company's common stock at $60.19 per share, suggesting some liquidation of his holdings.
Following the transactions, Schnirel's direct beneficial ownership in the company's common stock decreased from 20,009 shares to 18,495 shares.

Filed: 2026-03-03

The reporting person, Theodore C. Swimmer, acquired 20,383 shares of the company's common stock on 03/01/2026 at a price of $0, likely through an equity compensation plan.
The reporting person also disposed of 18,677 shares of the company's common stock on the same date at a price of $60.19, suggesting some profit-taking.
The net result is that the reporting person's direct beneficial ownership of the company's common stock increased from 109,337 shares to 128,014 shares.

Filed: 2026-03-03

The reporting person, Brendan Coughlin, has acquired 26,499 shares of common stock in Citizens Financial Group, Inc. (CFG) on March 1, 2026, likely through an equity incentive plan.
Coughlin, who is the President of CFG, has also disposed of 22,659 shares of common stock on the same date, likely for tax withholding purposes.
The net change in Coughlin's beneficial ownership of CFG common stock is an increase of 3,840 shares, indicating his continued commitment to the company.

Filed: 2026-03-03

The reporting person, Aunoy Banerjee, acquired 12,335 shares of common stock in Citizens Financial Group, Inc. (CFG) on March 1, 2026, suggesting continued confidence in the company by a key executive.
The transaction was a direct acquisition of shares, indicating Banerjee's personal investment in the company rather than a derivative or indirect holding.
The reporting person now beneficially owns 79,774 shares of CFG common stock, a notable increase in their stake and potential alignment with shareholder interests.

Filed: 2026-03-03

The reporting person, Michelle Moosally, acquired 7,060 shares of common stock in Citizens Financial Group Inc/RI (CFG), which increased her direct beneficial ownership to 33,809 shares.
Moosally also disposed of 5,194 shares through a Form F transaction, reducing her direct beneficial ownership to 28,615 shares.
The transactions were made pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan, indicating an equity-based compensation arrangement.

Other reports for CITIZENS FINANCIAL GROUP INC/RI

Quarterly Report Current Report

Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.