WisdomTree, Inc. (WT)

Current Report Filed: 2026-03-24

WisdomTree, Inc. has priced an offering of $525.0 million aggregate principal amount of 4.50% convertible senior notes due 2031, providing additional capital and financial flexibility.
The company has also entered into separate exchange agreements to retire $350.0 million in aggregate principal amount of its existing convertible notes, simplifying its capital structure.
The new convertible notes offer conversion features that could be triggered by certain stock price and trading price performance, potentially resulting in future issuance of common stock.

Insider Trading Filed: 2026-01-29

William Bradley Peck, Head of Digital Assets at WisdomTree, Inc. (WT), exercised 39,996 performance-based restricted stock units (PRSUs) and subsequently had 21,372 shares withheld to cover withholding taxes, resulting in a net increase of 18,624 shares in his direct ownership.
The vesting of the PRSUs was based on WisdomTree's total shareholder return (TSR) relative to a peer group, with the company's TSR performance in the 84.62nd percentile resulting in the maximum 199% vesting of the target PRSUs.
Peck's total direct ownership of WisdomTree common stock increased to 243,168 shares following the reported transactions.

Insider Trading Filed: 2026-01-27

The reporting person, Bryan Edmiston, who is the Chief Financial Officer of WisdomTree, Inc. (WT), acquired 36,048 shares of common stock and was granted 12,016 performance-based restricted stock units (PRSUs) on January 25, 2026.
Edmiston also surrendered 25,965 shares of common stock to the issuer to cover withholding taxes upon the vesting of his restricted stock awards, indicating he plans to hold a significant portion of his equity compensation.
The PRSUs will vest on January 25, 2029, with the number of shares to be issued determined based on the total shareholder return (TSR) of WT's common stock relative to a peer group of companies over a 3-year period.

Insider Trading Filed: 2026-01-27

Marci Frankenthaler, the Chief Legal Officer of WisdomTree, Inc. (WT), acquired 31,612 shares of common stock on January 25, 2026 as part of a restricted stock award.
Frankenthaler also had 25,134 shares withheld by the company to cover taxes associated with the vesting of the restricted stock awards.
In total, Frankenthaler now beneficially owns 294,163 shares of WT common stock, a meaningful insider holding.

Insider Trading Filed: 2026-01-27

Lilien R Jarrett, the President and COO of WisdomTree, Inc., acquired a significant number of 71,351 shares of the company's common stock through a restricted stock award on January 25, 2026.
The award is subject to a vesting schedule, with 23,783 shares vesting on each of January 25, 2027 and January 25, 2028, and 23,785 shares vesting on January 25, 2029.
Jarrett also received 71,351 performance-based restricted stock units (PRSUs) that will vest on January 25, 2029, with the number of shares issued dependent on the company's total shareholder return relative to a peer group.

Insider Trading Filed: 2026-01-27

Alexis Marinof, CEO of WisdomTree Europe, has been granted 44,331 shares of common stock that will vest over the next 3 years.
Marinof has also been awarded 14,777 performance-based restricted stock units (PRSUs) that will vest in 2029 based on the company's total shareholder return relative to a peer group.
Marinof has surrendered 33,432 shares to cover withholding taxes upon the vesting of restricted stock awards, indicating he is holding a substantial portion of his equity compensation.

Insider Trading Filed: 2026-01-27

William Bradley Peck, the Head of Digital Assets, acquired 22,688 shares of WisdomTree, Inc. (WT) common stock on January 25, 2026 as part of a restricted stock award.
Peck also received 7,562 performance-based restricted stock units (PRSUs) that will vest on January 25, 2029 based on the company's total shareholder return relative to its peers.
Peck surrendered 21,713 shares to cover withholding taxes upon the vesting of the restricted stock awards, indicating he is holding a substantial portion of his equity compensation.

Insider Trading Filed: 2026-01-27

Insider Jonathan Steinberg, the CEO, has acquired 121,317 shares of WisdomTree, Inc. common stock, indicating his confidence in the company's future performance.
Steinberg has also sold 121,651 shares to cover withholding taxes, suggesting he is managing his position and holdings strategically.
The company has granted Steinberg 121,317 performance-based restricted stock units (PRSUs) that will vest based on the company's total shareholder return relative to a peer group, aligning his compensation with long-term shareholder value creation.

Insider Trading Filed: 2026-01-27

The Chief Administrative Officer of WisdomTree, Inc. (WT) acquired 25,853 shares of common stock on January 25, 2026, indicating insider confidence in the company's future performance.
The reporting person also received 8,617 performance-based restricted stock units, which will vest on January 25, 2029 based on the company's total shareholder return relative to its peers.
The reporting person surrendered 27,259 shares to cover withholding taxes upon the vesting of restricted stock awards, suggesting a potential need for liquidity.

Insider Trading Filed: 2026-01-27

David M. Yates, the Chief Information Officer of WisdomTree, Inc., was awarded 22,688 shares of restricted stock that vest over the next 3 years.
Yates also had 20,493 shares withheld to cover taxes upon vesting of his restricted stock awards.
Yates was granted 7,562 performance-based restricted stock units that will vest on January 25, 2029 based on the company's total shareholder return relative to a peer group.

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