AMERIPRISE FINANCIAL INC (AMP)

Current Report Filed: 2026-02-12

Ameriprise Financial announced the retirement of Joseph E. Sweeney, President of Advice & Wealth Management Products & Service Delivery, effective April 3, 2026.
This leadership change in a key operational role could signal potential strategic shifts or organizational restructuring at the company.
The timing of the announcement, several weeks prior to the effective retirement date, may indicate a planned transition period to ensure a smooth handoff of responsibilities.

Insider Trading Filed: 2026-02-12

The reporting person, William F. Truscott, who is the CEO of Global Asset Management at Ameriprise Financial, sold 5,000 shares of the company's common stock on February 10, 2026 at a weighted average price of $532.08.
Truscott continues to hold a significant indirect beneficial ownership of 12,149 shares through an LLC, as well as an estimated 308.03 shares through the company's 401(k) plan.
The sale of shares by a key executive may signal a potential change in their outlook or confidence in the company's future performance.

Insider Trading Filed: 2026-02-11

Gumer Alvero, the President of Insurance & Annuities at Ameriprise Financial, exercised stock options and sold a portion of his common stock holdings on February 9, 2026.
The stock options exercised were granted in 2028 and 2029 with exercise prices of $179.84 and $126.89, respectively, suggesting Alvero is taking advantage of the company's strong stock performance.
Alvero still holds a significant number of Ameriprise shares, both directly and through the company's 401(k) plan, indicating his continued alignment with shareholders.

Insider Trading Filed: 2026-02-10

Dawn M. Brockman, the SVP and Controller of Ameriprise Financial Inc, acquired 8.6557 shares of phantom stock on February 6, 2026, indicating their continued investment in the company.
The phantom stock awarded to Brockman is payable in shares of Ameriprise common stock following termination of employment or during a specified future year, aligning their interests with the company's long-term performance.
The acquisition of phantom stock by a key executive suggests confidence in Ameriprise Financial's future prospects and may signal positive sentiment among insiders.

Insider Trading Filed: 2026-02-09

The reporting person, Walter S. Berman, who is the Executive VP and CFO of Ameriprise Financial, Inc. (AMP), sold 7,000 shares of common stock on February 5, 2026 at a weighted average price of $544.2159.
Berman still holds 5,609 shares of direct ownership in Ameriprise, as well as an estimated 363.83 shares held indirectly through the company's 401(k) plan.
The sale of 7,000 shares represents a decrease in Berman's direct beneficial ownership of Ameriprise stock, which may signal a shift in his investment strategy or financial needs.

Insider Trading Filed: 2026-02-06

The reporting person, James M. Cracchiolo, who is the Chairman and CEO of Ameriprise Financial, Inc., sold a significant amount of company stock on February 4, 2026, totaling over 42,000 shares at prices ranging from $540.00 to $548.61.
The sale of a large number of shares by the company's top executive could signal a potential change in management's outlook or future plans for the business.
The reporting person still holds a substantial number of shares, including those held indirectly through the company's 401(k) plan, indicating they maintain a significant stake in the company.

Current Report Filed: 2026-01-29