AMERIPRISE FINANCIAL INC (AMP) — Insider Trading

AI-Powered SEC Filing Analysis

Latest Insider Trading Filed: 2026-02-12

Key Insights

The reporting person, William F. Truscott, who is the CEO of Global Asset Management at Ameriprise Financial, sold 5,000 shares of the company's common stock on February 10, 2026 at a weighted average price of $532.08.
Truscott continues to hold a significant indirect beneficial ownership of 12,149 shares through an LLC, as well as an estimated 308.03 shares through the company's 401(k) plan.
The sale of shares by a key executive may signal a potential change in their outlook or confidence in the company's future performance.

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Earlier Insider Trading filings

Filed: 2026-02-11

Gumer Alvero, the President of Insurance & Annuities at Ameriprise Financial, exercised stock options and sold a portion of his common stock holdings on February 9, 2026.
The stock options exercised were granted in 2028 and 2029 with exercise prices of $179.84 and $126.89, respectively, suggesting Alvero is taking advantage of the company's strong stock performance.
Alvero still holds a significant number of Ameriprise shares, both directly and through the company's 401(k) plan, indicating his continued alignment with shareholders.

Filed: 2026-02-10

Dawn M. Brockman, the SVP and Controller of Ameriprise Financial Inc, acquired 8.6557 shares of phantom stock on February 6, 2026, indicating their continued investment in the company.
The phantom stock awarded to Brockman is payable in shares of Ameriprise common stock following termination of employment or during a specified future year, aligning their interests with the company's long-term performance.
The acquisition of phantom stock by a key executive suggests confidence in Ameriprise Financial's future prospects and may signal positive sentiment among insiders.

Filed: 2026-02-09

The reporting person, Walter S. Berman, who is the Executive VP and CFO of Ameriprise Financial, Inc. (AMP), sold 7,000 shares of common stock on February 5, 2026 at a weighted average price of $544.2159.
Berman still holds 5,609 shares of direct ownership in Ameriprise, as well as an estimated 363.83 shares held indirectly through the company's 401(k) plan.
The sale of 7,000 shares represents a decrease in Berman's direct beneficial ownership of Ameriprise stock, which may signal a shift in his investment strategy or financial needs.

Filed: 2026-02-06

The reporting person, James M. Cracchiolo, who is the Chairman and CEO of Ameriprise Financial, Inc., sold a significant amount of company stock on February 4, 2026, totaling over 42,000 shares at prices ranging from $540.00 to $548.61.
The sale of a large number of shares by the company's top executive could signal a potential change in management's outlook or future plans for the business.
The reporting person still holds a substantial number of shares, including those held indirectly through the company's 401(k) plan, indicating they maintain a significant stake in the company.

Filed: 2026-01-29

William Davies, an executive VP and global CIO of Ameriprise Financial, has acquired 1,989 shares and disposed of 935 shares of the company's common stock on January 27, 2026.
The transaction suggests that the executive is adjusting their ownership position in the company, potentially signaling their view on the company's performance or prospects.
Investors should monitor insider trading activity, as it can provide insights into management's confidence in the company's future.

Filed: 2026-01-29

William Truscott, the CEO of Global Asset Management at Ameriprise Financial, acquired 8,661 shares of the company's common stock and disposed of 4,169 shares to cover tax withholding, indicating continued confidence in the company's long-term prospects.
Truscott also holds an indirect beneficial ownership of 16,782 shares through an LLC, as well as an estimated 307.41 shares in the company's 401(k) plan, suggesting a significant personal investment in Ameriprise.
The transaction, occurring in January 2026, is in line with Truscott's role as a senior executive and reflects his alignment with the company's strategic direction and growth.

Filed: 2026-01-29

The reporting person, Walter S. Berman, who is the Executive VP and CFO of Ameriprise Financial, acquired 9,993 shares of common stock and disposed of 5,102 shares on January 27, 2026.
Berman holds a total of 10,242 shares of Ameriprise common stock directly and an estimated 364.21 shares indirectly through the company's 401(k) plan.
The transactions appear to be a combination of stock acquisition and share disposals, which could be part of Berman's compensation or portfolio management activities.

Filed: 2026-01-29

Joseph E. Sweeney, the President of Ameriprise's Asset and Wealth Management Products and Services division, acquired 5,550 shares of Ameriprise common stock on January 27, 2026 at no cost, indicating a potential positive view on the company's future prospects.
Sweeney also sold 2,553 shares on the same day at $498.33 per share, suggesting some partial monetization of his holdings.
Sweeney's total direct beneficial ownership in Ameriprise is now 9,991 shares, with an additional 296.54 shares held indirectly through the company's 401(k) plan.

Filed: 2026-01-29

Gumer Alvero, the President of Insurance & Annuities at Ameriprise Financial, acquired 1,109 shares of the company's common stock on January 27, 2026.
Alvero also disposed of 336 shares on the same day, likely for tax purposes or to fund other personal expenses.
In addition, Alvero holds an estimated 1,065.39 shares of Ameriprise stock through the company's 401(k) plan.

Filed: 2026-01-29

The reporting person, James M. Cracchiolo, who is the Chairman and CEO of Ameriprise Financial Inc., acquired 35,534 shares of the company's common stock on January 27, 2026 at no cost, likely through an equity compensation plan.
Cracchiolo also disposed of 18,176 shares of the company's common stock on the same day, likely to cover tax withholding obligations, at a price of $498.33 per share.
The reporting person holds a significant indirect beneficial ownership of Ameriprise Financial stock, with an estimated 1,725.98 shares held in the company's 401(k) plan.

Filed: 2026-01-29

The reporting person, Gerard P. Smyth, acquired 2,887 shares of Ameriprise Financial Inc. (AMP) on January 27, 2026 at no cost, increasing his direct beneficial ownership to 11,811 shares.
Smyth also disposed of 1,115 shares of AMP on the same date at $498.33 per share, reducing his direct beneficial ownership to 10,696 shares.
The reporting of these transactions suggests insider activity and potential changes in Smyth's equity position in the company.

Other reports for AMERIPRISE FINANCIAL INC

Current Report

Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.