Axos Financial, Inc. (AX) — Insider Trading

AI-Powered SEC Filing Analysis

Latest Insider Trading Filed: 2026-03-24

Key Insights

The reporting person, Thomas M. Constantine, exercised 1,124 restricted stock units (RSUs) on March 20, 2026, converting them to 1,124 shares of Axos Financial, Inc. (AX) common stock.
After the transaction, Constantine directly owns 18,189 shares of AX common stock, down from 18,795 shares previously due to 606 shares being retained for tax withholding.
Constantine continues to hold 13,594 unvested RSUs that will vest in one-third increments on the anniversary dates of the original grant.

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Earlier Insider Trading filings

Filed: 2026-03-24

Insider Michael Watson, EVP and Head of Axos Securities, exercised 983 restricted stock units (RSUs) and sold 491 shares, indicating ongoing ownership interest in the company.
The RSUs vested over time, with one-third vesting on each anniversary of the grant date, aligning executive compensation with long-term shareholder value creation.
The net-settlement of shares for tax withholding purposes suggests Watson maintains a significant direct ownership stake in Axos Financial, potentially signaling confidence in the company's future performance.

Filed: 2026-03-24

Derrick Walsh, the EVP and Chief Financial Officer of Axos Financial, Inc. (AX), exercised 1,360 restricted stock units (RSUs) on March 20, 2026, acquiring 1,360 shares of the company's common stock.
Walsh retained 733 shares to cover tax withholding, resulting in a net increase of 627 shares in his direct ownership, which now stands at 40,153 shares.
The RSUs granted to Walsh under the company's 2014 Stock Incentive Plan vest over three years, indicating continued executive commitment and alignment with shareholders.

Filed: 2026-03-24

Insider John Tolla, EVP and Chief Risk Officer, exercised RSUs and sold a portion of his Axos Financial (AX) stock on March 20, 2026, indicating ongoing executive equity compensation and liquidation.
Tolla's net holdings decreased from 31,515 shares to 29,294 shares, a reduction of around 7% of his direct beneficial ownership.
The transaction was executed as part of a pre-planned 10b5-1 trading plan, suggesting the sale may have been for diversification or liquidity purposes rather than a bearish signal.

Filed: 2026-03-24

The reporting person, Candace L. Thiele, an EVP and Chief Administrative Officer of Axos Financial, Inc. (AX), acquired 444 shares of the company's common stock through the vesting of restricted stock units (RSUs) on March 20, 2026.
Thiele subsequently disposed of 217 shares to cover tax withholding, resulting in a net acquisition of 227 shares and a total direct ownership of 1,008 shares.
The RSUs were granted under the company's 2014 Stock Incentive Plan, and they vest in one-third increments on each anniversary of the grant date.

Filed: 2026-03-24

The reporting person, Brian D. Swanson, who holds the title of President, Consumer Bank, has engaged in a series of transactions involving the acquisition and disposal of Axos Financial, Inc. (AX) common stock.
Swanson has exercised 2,943 and 1,177 restricted stock units (RSUs), resulting in the acquisition of 4,120 shares of Axos common stock, which he has partially sold, retaining 58,023 shares.
The transactions appear to be routine insider activity, with Swanson maintaining a significant direct ownership stake in the company.

Filed: 2026-03-24

Insider Raymond Matsumoto, EVP and Chief Operating Officer, exercised 1,621 restricted stock units (RSUs) and retained 874 shares for tax purposes, indicating continued alignment of interests with Axos Financial shareholders.
Matsumoto's direct ownership of Axos Financial stock increased to 41,633 shares, demonstrating his long-term commitment to the company.
The exercise of RSUs, which vest over time, suggests Matsumoto's confidence in Axos Financial's future performance and growth potential.

Filed: 2026-03-24

Axos Financial's SVP and Chief Accounting Officer, Ann Gill, acquired 601 shares of common stock through the vesting of restricted stock units (RSUs) on March 20, 2026.
Gill also disposed of 323 shares to cover tax withholding, resulting in a net increase of 278 shares in her direct ownership of Axos Financial stock.
The RSUs were granted under Axos Financial's 2014 Stock Incentive Plan, indicating continued alignment between Gill and the company's long-term performance.

Filed: 2026-03-24

The reporting person, David M. Crow, EVP and Head of Clearing at Axos Financial, Inc. (AX), exercised 583 restricted stock units (RSUs) on March 20, 2026, acquiring common stock.
Crow also disposed of 200 shares of common stock on the same date, likely to cover tax withholding obligations related to the RSU vesting.
Following the transactions, Crow's direct beneficial ownership of Axos Financial common stock decreased from 1,916 shares to 1,716 shares.

Filed: 2026-03-24

Eshel Bar-Adon, the EVP of Strategic Partnerships at Axos Financial, Inc., exercised 1,098 restricted stock units (RSUs) and sold 592 shares to cover tax withholding, indicating an insider transaction.
The reporting person continues to hold a significant number of 129,378 direct shares of Axos Financial, Inc. common stock, suggesting ongoing commitment to the company.
The vesting of RSUs and the net-settlement of shares for tax purposes is a routine insider transaction, providing liquidity while maintaining a substantial equity position.

Filed: 2026-02-13

Insider Nick Mosich has sold 1,000 shares of Axos Financial (AX) stock at $97 per share, reducing his direct holdings to 81,217 shares.
This Form 4 filing indicates a relatively small insider sale, representing a minor reduction in Mosich's direct ownership stake in the company.
Investors should monitor for any larger or more frequent insider sales that could signal a potential change in management's outlook or confidence in the company's prospects.

Filed: 2026-02-09

The reporting person, Thomas M. Constantine, an EVP and Chief Credit Officer of Axos Financial, Inc. (AX), sold 3,260 shares of the company's common stock on February 6, 2026.
Following the reported transaction, the reporting person still holds a beneficial ownership of 16,077 direct shares and 2,776 shares indirectly through a 401(k) plan.
Insider selling can be a signal of the reporting person's confidence in the company's future performance, though the significance of a single transaction may be limited.

Filed: 2026-02-06

Derrick Walsh, the EVP and Chief Financial Officer of Axos Financial, Inc. (AX), sold 4,846 shares of common stock on February 6, 2026 at a weighted average price of $101.21 per share.
Following the reported transaction, Walsh still beneficially owns 37,936 shares of Axos Financial common stock directly and 2,737 shares indirectly through his 401(k) plan.
The insider selling activity, while not a major position change, suggests that the CFO may be taking some profits or diversifying his holdings in the company.

Filed: 2026-02-06

James John Court, a director of Axos Financial, Inc. (AX), sold 11,163 shares of the company's common stock on February 6, 2026 at an average price of $101.01 per share.
Court still holds 32,169 shares of Axos Financial directly and an additional 1,200 shares indirectly through his spouse's IRA account.
The sale represents approximately 25% of Court's previously reported beneficial ownership in Axos Financial.

Filed: 2026-02-06

Gregory Garrabrants, the President and CEO of Axos Financial, Inc., sold 43,294 shares of common stock on February 4, 2026 at an average price of $99.099.
Garrabrants also made two charitable donations of 1,513 and 1,009 shares of common stock on February 5, 2026 at a price of $98.97 per share, resulting in a total value of $249,603 for the donations.
Garrabrants still holds a significant amount of Axos Financial stock, with 1,418,751 shares in direct ownership and an additional 170,680 shares held in trust.

Other reports for Axos Financial, Inc.

Quarterly Report Current Report

Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.