CAPITAL ONE FINANCIAL CORP (COF-PN)

Quarterly Report Filed: 2026-05-07

The filing contains extensive XBRL tagging for credit card and consumer loan portfolios with detailed delinquency breakdowns (30-59 days, 60-89 days, 90+ days past due), indicating management's focus on credit quality monitoring across domestic and foreign segments.
Multiple preferred stock series (I, J, K, L, N) and senior notes due 2029 are tracked, suggesting a diversified capital structure with both equity and debt components that require careful balance sheet management.
Subsequent events section references Brex Inc. involvement (dated April 7, 2026), which may signal a material transaction or strategic partnership that could impact future earnings and competitive positioning.
The filing shows detailed segmentation across Credit Card Portfolio and Consumer Portfolio segments with geographic distribution metrics, reflecting a complex business model with significant exposure to credit risk dynamics that require ongoing monitoring.

Insider Trading Filed: 2026-05-04

Karam Celia, President of Retail Bank, sold 1,749 shares at $192.58 per share on May 1, 2026, reducing her direct ownership to 61,579 shares, representing a modest ~2.8% reduction in holdings.
The sale was executed under a pre-established Rule 10b5-1 trading plan entered into on August 14, 2025, indicating this was a pre-planned, not reactive, transaction that does not necessarily signal negative outlook on the company.
The filing also notes acquisition of shares through Capital One's Associate Stock Purchase Plan, demonstrating continued insider investment in the company through employee benefit programs despite the sale.

Current Report Filed: 2026-04-23

Capital One completed its acquisition of Brex Inc. on April 7, 2026, issuing 10.3 million shares of common stock as consideration, representing a significant strategic expansion into the business credit and fintech sector.
The company filed a resale prospectus supplement allowing selling security holders to offer and sell the 10.3 million Brex-related shares, which could create near-term selling pressure and dilution for existing shareholders.
This acquisition marks Capital One's major push into high-growth fintech and SMB lending markets, though the substantial share issuance indicates the deal was equity-heavy and dilutive to the current shareholder base.

Current Report Filed: 2026-04-07

Capital One Financial Corporation completed a significant acquisition of Brex Inc. for approximately $2.56 billion in cash and 10.6 million shares of company common stock.
The company granted a special award of 11,041 restricted stock units valued at $2 million to its Chief Enterprise Services Officer and Chief of Staff to the CEO, recognizing his contributions to the transaction.
The acquisition and executive compensation changes suggest Capital One is focused on strategic growth and rewarding key personnel for their role in completing the deal.

Insider Trading Filed: 2026-04-03

The reporting person, Celia Karam, sold 1,099 shares of Capital One Financial Corp. (COF) at $185.61 per share on April 1, 2026, reducing their direct beneficial ownership to 63,323 shares.
The sale was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, indicating a planned transaction.
The reporting person holds the title of President, Retail Bank at Capital One Financial Corp., suggesting the sale could be part of their regular portfolio management.

Insider Trading Filed: 2026-04-03

The reporting person, Lia Dean, is an officer (President, Banking & Premium Products) at Capital One Financial Corp. and has sold 1,692 shares of common stock on April 1, 2026 at $185.61 per share.
The transaction was executed pursuant to a pre-planned trading arrangement (Rule 10b5-1 plan) established by the reporting person on August 14, 2025, indicating a planned and systematic approach to managing their equity holdings.
After the reported transaction, the reporting person continues to beneficially own 65,454 shares of the issuer's common stock, representing their ongoing substantial ownership stake in the company.

Current Report Filed: 2026-03-16

Capital One Financial Corporation filed an 8-K report on March 13, 2026, disclosing its monthly charge-off and delinquency metrics as of and for the month ended February 28, 2026.
The report provides transparency into the company's credit quality and performance, which are important factors for investors to monitor.
Investors should review the detailed metrics in Exhibit 99.1 to assess any trends or changes in the company's consumer lending portfolios.

Insider Trading Filed: 2026-03-03

Celia Karam, the President of the Retail Bank at Capital One Financial Corp, has sold 1,636 shares of the company's common stock on March 2, 2026, pursuant to a pre-established 10b5-1 trading plan.
The transaction represents a small portion of Karam's overall beneficial ownership, which remains at 60,339 shares following the sale.
This insider sale appears to be a routine portfolio diversification transaction and does not necessarily indicate a negative view on the company's prospects.

Insider Trading Filed: 2026-03-03

The reporting person, Lia Dean, sold 3,284 shares of Capital One Financial Corp. (COF) on March 2, 2026 at a price of $191 per share.
The transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, indicating pre-planned insider selling activity.
Following the reported transaction, the reporting person still holds a direct ownership of 63,108 shares of the company's common stock.

Insider Trading Filed: 2026-03-02

The reporting person, Mark Daniel Mouadeb, who is the President of Card at Capital One Financial Corp, sold 1,593 shares of common stock on February 26, 2026.
The sale was executed pursuant to a 10b5-1 trading plan entered into by the reporting person, indicating pre-planned transactions.
After the sale, the reporting person still holds 49,382 shares of common stock, suggesting they maintain a significant ownership stake in the company.

Insider Trading Filed: 2026-02-26

The reporting person, Mark Daniel Mouadeb, who is the President of Card at Capital One Financial Corp., sold 1,509 shares of the company's common stock on February 25, 2026, totaling around $390,000 in transaction value.
The sale was executed pursuant to a pre-arranged 10b5-1 trading plan, indicating it was a planned transaction rather than a reactionary sale.
This insider sale, while not an uncommon occurrence, may be worth monitoring to see if a pattern of selling emerges, which could signal the reporting person's outlook on the company's prospects.

Insider Trading Filed: 2026-02-26

The reporting person, Neal Blinde, who holds the position of President, Commercial Banking at Capital One Financial Corp (COF-PN), has sold a significant amount of company stock over the past few days, totaling 33,551 shares.
The transactions were executed pursuant to a pre-arranged trading plan, indicating they were likely not driven by any material non-public information.
The sales were made at prices ranging from $187.70 to $191.83, which appear to be at or near the current market price for COF-PN shares.

Insider Trading Filed: 2026-02-26

Insider Jason P. Hanson, President of Global Payment Network at Capital One Financial, sold 3,729 shares of the company's common stock on February 25, 2026.
The transaction was executed pursuant to a pre-arranged trading plan, indicating it was a planned sale rather than an opportunistic one.
Hanson's remaining direct ownership in the company stands at 40,230 shares, suggesting he still maintains a significant stake in the business.

Annual Report Filed: 2026-02-19