CAPITAL ONE FINANCIAL CORP (COF-PN) — Insider Trading

AI-Powered SEC Filing Analysis

Latest Insider Trading Filed: 2026-05-14

Key Insights

Chief Human Resources Officer Kaitlin Haggerty executed planned sales of 1,426 shares of COF stock over two days (May 12-13, 2026) at prices ranging from $182.59 to $183.93, reducing her direct beneficial ownership from approximately 50,607 to 49,181 shares.
The sales were executed pursuant to a Rule 10b5-1 trading plan established on February 6, 2026, indicating these were pre-planned, non-discretionary transactions that do not necessarily reflect current insider sentiment about the company.
The second transaction on May 13 includes shares acquired through the Company's Associate Stock Purchase Plan, suggesting ongoing employee stock participation alongside the planned divestiture.
The relatively modest sale size and stable stock price around $183 during execution indicate a routine portfolio rebalancing rather than a significant loss of confidence in Capital One's near-term prospects by this senior executive.

Want the newest filings?

This analysis covers the filing from 2026-05-14. New 10-K, 10-Q and 8-K filings are analyzed the moment they are released — exclusively in the app.

Download on the App Store Open in app →

Earlier Insider Trading filings

Filed: 2026-05-14

Matthew Cooper, General Counsel & Corporate Secretary, executed a planned sale of 3,500 shares of COF common stock at $183.93 per share on May 12, 2026, reducing his direct beneficial ownership to 97,194 shares.
The transaction was executed pursuant to a Rule 10b5-1 trading plan established on January 26, 2026, indicating this was a pre-arranged, systematic divestment rather than a discretionary decision, which reduces the significance of potential negative signals.
The sale represents approximately 3.5% of Cooper's remaining beneficial ownership position, suggesting measured portfolio rebalancing by a senior executive rather than a significant loss of confidence in the company.

Filed: 2026-05-12

Director Archibong Ime acquired 1,294 shares of common stock on May 8, 2026 at $0 price, indicating these were restricted stock units (RSUs) that vested rather than open market purchases, suggesting compensation-based equity grants rather than conviction-driven buying.
The reporting person now beneficially owns 9,977 shares following the transaction, with additional dividend shares accrued, demonstrating a modest equity stake that aligns management compensation with shareholder interests.
RSUs vest in their entirety on May 8, 2027 with dividend equivalent accruals, representing a standard director compensation practice with no concerning insider selling activity to report.

Filed: 2026-05-12

Director Eileen Serra acquired 1,294 shares of Capital One common stock on 05/08/2026 at $0 price, indicating these are restricted stock units (RSUs) granted as compensation rather than open market purchases.
The RSUs vest entirely on May 8, 2027, with Serra's total beneficial ownership reaching 12,844 shares post-transaction, suggesting sustained confidence in the company by board leadership.
The transaction includes dividend accrual rights, demonstrating standard equity compensation practices for directors and indicating the company maintains dividend payments on restricted equity awards.
This is a routine equity grant to a sitting director with no material implications for stock price movement or insider sentiment regarding company valuation.

Filed: 2026-05-12

Director Michael Shepherd acquired 1,294 shares of COF common stock on 05/08/2026 at $0 price, indicating a restricted stock unit (RSU) vesting event rather than market purchase.
The RSUs vest in their entirety on May 8, 2027, with additional dividend-equivalent shares to be issued at settlement, representing standard equity compensation for board members.
Post-transaction, Shepherd's total beneficial ownership stands at 27,987 shares held directly, suggesting meaningful personal investment alignment with shareholder interests.
This filing represents routine equity compensation activity typical for directors and carries no indication of insider trading concerns or material non-public information.

Filed: 2026-05-12

Director Craig A. Williams acquired 1,294 shares of Capital One common stock on May 8, 2026, at no cost ($0 price), indicating these were restricted stock units (RSUs) that vested as part of standard director compensation.
Williams' total beneficial ownership increased to 10,218 shares following the vesting transaction, representing a routine equity compensation grant rather than discretionary market purchases.
The RSUs vest entirely on May 8, 2027, with additional dividend-equivalent shares to be received at settlement, demonstrating Capital One's standard equity incentive structure for board members.
This is a routine insider transaction reflecting director compensation practices; the zero-dollar acquisition price and vesting schedule indicate no material insider trading signal regarding stock valuation or company outlook.

Filed: 2026-05-12

Director Jennifer L. Wong acquired 1,294 shares of restricted stock units (RSUs) on 05/08/2026 at $0 price, indicating a compensatory grant rather than open market purchase, which is typical for board compensation.
The RSUs vest entirely on May 8, 2027, with additional dividend-equivalent shares to be issued at settlement, representing a standard one-year vesting schedule for director equity compensation.
Wong's total beneficial ownership increased to 15,226 shares following this transaction, suggesting continued accumulation of company equity as a Director.
The transaction was executed through a power of attorney on behalf of the reporting person, indicating routine administrative processing of board compensation rather than discretionary trading activity.

Filed: 2026-05-12

Director Mayo A. Shattuck III acquired 1,294 shares of COF common stock on 05/08/2026 at $0 price, indicating receipt of restricted stock units (RSUs) as equity compensation rather than open market purchase.
The RSU grant vests entirely on May 8, 2027, representing a one-year vesting period typical for director compensation, with additional dividend shares accruing through settlement date.
Reporting person's total beneficial ownership increased to 67,911 shares following this transaction, though the transaction represents compensation issuance rather than discretionary insider buying activity.
Filing shows routine equity compensation for a board member rather than a signal of insider confidence or concerns about company valuation, limiting predictive value for equity investors.

Filed: 2026-05-12

Director Peter Thomas Killalea acquired 1,294 shares of common stock on 05/08/2026 at $0 price, indicating a restricted stock unit (RSU) vesting event rather than open market purchase, which is a routine equity compensation grant.
Post-transaction beneficial ownership stands at 21,378 shares, with the acquisition classified as direct ownership, demonstrating continued equity stake alignment with shareholder interests.
RSUs vest entirely on May 8, 2027 with dividend accrual rights, and the filing notes additional dividend shares were issued upon prior RSU vesting, indicating consistent long-term incentive compensation structure for board members.

Filed: 2026-05-12

Director Peter Raskind acquired 1,294 shares of COF common stock on 05/08/2026 at $0 price, indicating this was a restricted stock unit (RSU) vesting rather than an open market purchase, which is a routine equity compensation transaction.
The RSU vesting is scheduled to occur entirely on May 8, 2027, with Raskind entitled to additional dividend-equivalent shares at settlement, showing standard equity incentive plan participation for a board member.
Total beneficial ownership following the transaction stands at 34,396 shares held directly, suggesting meaningful but not substantial personal investment relative to the company's scale, typical for a director-level position.

Filed: 2026-05-12

CEO Francois Locoh-Donou acquired 1,294 shares of COF common stock on May 8, 2026, with zero dollar price indicating this was a restricted stock unit (RSU) vesting event rather than an open market purchase.
The restricted stock units vest entirely on May 8, 2027, with the reporting person entitled to additional dividend-equivalent shares at settlement, demonstrating standard executive compensation structure.
Total beneficial ownership increased to 14,802 shares following the transaction, including 1,294 newly vested shares plus accumulated dividend shares, reflecting accumulated equity compensation over time.

Filed: 2026-05-12

Director Leenaars Cornelis PAJ acquired 1,294 shares of Capital One common stock on 05/08/2026 at $0 price, indicating a restricted stock unit (RSU) grant rather than a market purchase.
The RSU grant vests entirely on 05/08/2027 and will include additional dividend-equivalent shares at settlement, bringing total beneficial ownership to 15,192 shares held directly.
This transaction represents routine equity compensation for board service rather than a discretionary buy signal, as the $0 price and vesting schedule are characteristic of director compensation plans.

Filed: 2026-05-12

Director Harford Suni P acquired 1,294 restricted stock units (RSUs) on 05/08/2026 at no cost, vesting in full on 05/08/2027, indicating standard equity compensation for board members rather than open market purchases.
The acquisition brings total beneficial ownership to 4,314 shares in direct form, representing a modest position size consistent with director-level holdings at a major financial institution.
RSU structure includes dividend accrual provisions, meaning the executive will receive additional shares upon settlement beyond the 1,294 units granted, demonstrating Capital One's competitive equity compensation practices.

Filed: 2026-05-12

Director Christine Rose Detrick acquired 1,294 shares of COF common stock on 05/08/2026 at $0 price, indicating a restricted stock unit (RSU) vesting event rather than a market purchase, with total beneficial ownership reaching 8,923 shares.
The RSUs vest entirely on May 8, 2027, and include dividend accrual provisions, suggesting standard equity compensation for board members aligned with shareholder interests over a multi-year horizon.
The acquisition of dividend-equivalent shares (footnote 2) indicates accumulated dividends on previously vested RSUs, demonstrating Capital One's commitment to total compensation packages for directors.
As a director-level insider, this routine equity compensation transaction does not signal any material non-public information about company performance or strategic changes.

Filed: 2026-05-04

Karam Celia, President of Retail Bank, sold 1,749 shares at $192.58 per share on May 1, 2026, reducing her direct ownership to 61,579 shares, representing a modest ~2.8% reduction in holdings.
The sale was executed under a pre-established Rule 10b5-1 trading plan entered into on August 14, 2025, indicating this was a pre-planned, not reactive, transaction that does not necessarily signal negative outlook on the company.
The filing also notes acquisition of shares through Capital One's Associate Stock Purchase Plan, demonstrating continued insider investment in the company through employee benefit programs despite the sale.

Filed: 2026-04-03

The reporting person, Celia Karam, sold 1,099 shares of Capital One Financial Corp. (COF) at $185.61 per share on April 1, 2026, reducing their direct beneficial ownership to 63,323 shares.
The sale was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, indicating a planned transaction.
The reporting person holds the title of President, Retail Bank at Capital One Financial Corp., suggesting the sale could be part of their regular portfolio management.

Other reports for CAPITAL ONE FINANCIAL CORP

Current Report Quarterly Report

Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.