CAPITAL ONE FINANCIAL CORP (COF-PN) — Insider Trading

AI-Powered SEC Filing Analysis

Latest Insider Trading Filed: 2026-05-04

Key Insights

Karam Celia, President of Retail Bank, sold 1,749 shares at $192.58 per share on May 1, 2026, reducing her direct ownership to 61,579 shares, representing a modest ~2.8% reduction in holdings.
The sale was executed under a pre-established Rule 10b5-1 trading plan entered into on August 14, 2025, indicating this was a pre-planned, not reactive, transaction that does not necessarily signal negative outlook on the company.
The filing also notes acquisition of shares through Capital One's Associate Stock Purchase Plan, demonstrating continued insider investment in the company through employee benefit programs despite the sale.

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Earlier Insider Trading filings

Filed: 2026-04-03

The reporting person, Celia Karam, sold 1,099 shares of Capital One Financial Corp. (COF) at $185.61 per share on April 1, 2026, reducing their direct beneficial ownership to 63,323 shares.
The sale was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, indicating a planned transaction.
The reporting person holds the title of President, Retail Bank at Capital One Financial Corp., suggesting the sale could be part of their regular portfolio management.

Filed: 2026-04-03

The reporting person, Lia Dean, is an officer (President, Banking & Premium Products) at Capital One Financial Corp. and has sold 1,692 shares of common stock on April 1, 2026 at $185.61 per share.
The transaction was executed pursuant to a pre-planned trading arrangement (Rule 10b5-1 plan) established by the reporting person on August 14, 2025, indicating a planned and systematic approach to managing their equity holdings.
After the reported transaction, the reporting person continues to beneficially own 65,454 shares of the issuer's common stock, representing their ongoing substantial ownership stake in the company.

Filed: 2026-03-03

Celia Karam, the President of the Retail Bank at Capital One Financial Corp, has sold 1,636 shares of the company's common stock on March 2, 2026, pursuant to a pre-established 10b5-1 trading plan.
The transaction represents a small portion of Karam's overall beneficial ownership, which remains at 60,339 shares following the sale.
This insider sale appears to be a routine portfolio diversification transaction and does not necessarily indicate a negative view on the company's prospects.

Filed: 2026-03-03

The reporting person, Lia Dean, sold 3,284 shares of Capital One Financial Corp. (COF) on March 2, 2026 at a price of $191 per share.
The transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, indicating pre-planned insider selling activity.
Following the reported transaction, the reporting person still holds a direct ownership of 63,108 shares of the company's common stock.

Filed: 2026-03-02

The reporting person, Mark Daniel Mouadeb, who is the President of Card at Capital One Financial Corp, sold 1,593 shares of common stock on February 26, 2026.
The sale was executed pursuant to a 10b5-1 trading plan entered into by the reporting person, indicating pre-planned transactions.
After the sale, the reporting person still holds 49,382 shares of common stock, suggesting they maintain a significant ownership stake in the company.

Filed: 2026-02-26

The reporting person, Mark Daniel Mouadeb, who is the President of Card at Capital One Financial Corp., sold 1,509 shares of the company's common stock on February 25, 2026, totaling around $390,000 in transaction value.
The sale was executed pursuant to a pre-arranged 10b5-1 trading plan, indicating it was a planned transaction rather than a reactionary sale.
This insider sale, while not an uncommon occurrence, may be worth monitoring to see if a pattern of selling emerges, which could signal the reporting person's outlook on the company's prospects.

Filed: 2026-02-26

The reporting person, Neal Blinde, who holds the position of President, Commercial Banking at Capital One Financial Corp (COF-PN), has sold a significant amount of company stock over the past few days, totaling 33,551 shares.
The transactions were executed pursuant to a pre-arranged trading plan, indicating they were likely not driven by any material non-public information.
The sales were made at prices ranging from $187.70 to $191.83, which appear to be at or near the current market price for COF-PN shares.

Filed: 2026-02-26

Insider Jason P. Hanson, President of Global Payment Network at Capital One Financial, sold 3,729 shares of the company's common stock on February 25, 2026.
The transaction was executed pursuant to a pre-arranged trading plan, indicating it was a planned sale rather than an opportunistic one.
Hanson's remaining direct ownership in the company stands at 40,230 shares, suggesting he still maintains a significant stake in the business.

Filed: 2026-02-18

The reporting person, Andrew M. Young, is the Chief Financial Officer of Capital One Financial Corp (COF).
The reported transactions are automatic withholdings by the issuer to satisfy the reporting person's tax obligations associated with the vesting of restricted stock units.
The reporting person's beneficial ownership of Capital One Financial Corp's common stock has decreased from 59,274 shares to 54,970 shares as a result of these transactions.

Filed: 2026-02-18

The reporting person, Lia Dean, is the President of Banking and Premium Products at Capital One Financial Corp. (COF), indicating an executive-level position.
Lia Dean has recently engaged in multiple transactions involving the automatic withholding of company stock to satisfy tax obligations associated with the vesting of restricted stock units.
The reported transactions suggest Lia Dean's continued ownership and investment in Capital One Financial Corp., as the number of shares beneficially owned remains substantial at over 66,000 shares.

Filed: 2026-02-18

The reporting person, Matthew W. Cooper, the General Counsel and Corporate Secretary of Capital One Financial Corp, has reported the automatic withholding of shares to satisfy his tax obligations associated with the vesting of restricted stock units.
The shares withheld amount to 1,536, 1,735, and 1,203 shares on February 15, 2026, indicating ongoing stock-based compensation and insider ownership.
The reported transactions do not indicate any direct buying or selling of Capital One Financial Corp shares by the insider, suggesting routine compensation practices.

Filed: 2026-02-18

The reporting person, Timothy P. Golden, who is the SVP and Chief Accounting Officer of Capital One Financial Corp, has reported the automatic withholding of shares to satisfy his tax obligations associated with the vesting of restricted stock units.
The reporting person's beneficial ownership of Capital One's common stock has decreased from 11,653 shares to 10,797 shares as a result of the tax withholding transactions.
The transactions appear to be routine and in line with the company's stock award agreements, indicating no significant changes in the reporting person's ownership position or the company's leadership.

Filed: 2026-02-18

The reporting person, Kaitlin Haggerty, is the Chief Human Resources Officer of Capital One Financial Corp. and holds a significant amount of the company's common stock.
The reported transactions represent the automatic withholding of shares by the issuer to satisfy the reporting person's tax obligations associated with the vesting of restricted stock units granted in 2023, 2024, and 2025.
The reported transactions do not indicate any direct buying or selling of shares by the reporting person, but rather reflect the administration of their equity-based compensation awards.

Filed: 2026-02-18

The reporting person, Richard D. Fairbank, who is the Chairman and CEO of Capital One Financial Corp, has exercised 45,029 restricted stock units and disposed of 45,029 shares of common stock on February 15, 2026.
The dispositions were made at a price of $218.5 per share, indicating the reporting person may have received cash payment for the vested restricted stock units.
The reporting person's direct ownership of Capital One common stock has decreased from 4,046,261 shares to 4,001,232 shares as a result of this transaction.

Other reports for CAPITAL ONE FINANCIAL CORP

Quarterly Report Current Report Annual Report

Important Information

AI-generated analysis is for informational purposes only. Always read original SEC filings and consult with qualified professionals before making investment decisions.